For any FCA authorised firm, compliance monitoring isn’t optional; it is a core regulatory requirement.
This enables us to offer our compliance services to ALL your dealerships as your “Virtual Compliance Officers”
A central online record used to capture, track, and monitor all customer complaints received by a firm
Used to capture, monitor, and manage instances where customers show signs of vulnerability or require additional support
Effective financial services compliance is achieved by ensuring your staff understands it.
Relevant information and translated it into easy to understand training courses. - Consumer Credit, General insurance, Code of Conduct, Vulnerable Customers and Introduction to Financial Services.
Bespoke courses delivered over TEAMS to educate your employees on all aspects of financial services compliance within your business.
Bespoke training solutions at your premises to meet your needs.
TTC offers a range of bespoke courses and assessments to educate your employees on all aspects of financial services compliance within your business. These can be delivered on-line or in person, whichever suits your business best..
